Related to ‘Financial Services’

Building the UK financial sector’s operational resilience discussion paper

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DP3/22 – Operational resilience: Critical third parties to the UK financial sector

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FMI outsourcing and third party risk management Policy Statement

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Outsourcing and third party risk management Supervisory Statement: central counterparties

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SS2/21 – Outsourcing and third party risk management

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Basel Committee on Banking Supervision Outsourcing in Financial Services (issued 2005)

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Revisions to the principles for the sound management of operational risk (issued 2021)

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Notice on Issuing the Guidelines on Internal Control of Commercial Banks – Article 25

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Digital Operational Resilience Act

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EBA/GL/2019/02 – EBA Guidelines on outsourcing arrangements

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EBA/GL/2019/04 – EBA Guidelines on ICT and security risk management

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FDIC Clarifying Supervisory Approach to Institutions Establishing Account Relationships with Third-Party Payment Processor / FIL-41-2014

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FFIEC IT Examination Handbook: Vendor and Third-Party Management

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Interagency Guidance on Third-Party Relationships: Risk Management / FIL-29-2023

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Payment Processor Relationships Revised Guidance / FIL-3-2012

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Technology Outsourcing: Informational Tools for Community Bankers / FIL-13-2014

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FFIEC IT Examination Handbook Appendix J: Strengthening the Resilience of Outsourced Technology Services

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FFIEC IT Examination Handbook: OUTSOURCING TECHNOLOGY SERVICES

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Considerations for firms thinking of using third-party technology (off-the-shelf) banking solutions

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Cyber and Technology Resilience: Themes from cross-sector survey 2017/2018

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Guidance for firms outsourcing to the ‘cloud’ and other third-party IT services

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SYSC 8.1 Outsourcing

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SYSC 13.9 Outsourcing

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FIN-2012-A010 – Risk Associated with Third-Party Payment Processors

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Fighting Against Forced Labour and Child Labour in Supply Chains Act

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MAS – Guidelines on Business Continuity Management (issued 2022)

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MAS – Guidelines on Outsourcing (issued 2016) 

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MAS – Guidelines on Technology Risk Management  (issued 2021)

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MAS Notice 634 Banking Secrecy – Conditions for Outsourcing

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01-CU-20 – Due Diligence Over Third-Party Service Providers

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21-CU-16 – Relationships with Third Parties that Provide Services Related to Digital Assets

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SL No. 07-01 – ​Evaluating Third Party Relationships

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Cybersecurity requirements for financial services companies (23 NYCRR 500)

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OCC Bulletin 2002-16

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OCC Bulletin 2017-7 – Supplemental Examination Procedures

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OCC Bulletin 2021-40

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OCC Bulletin 2021-42

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OCC Bulletin 2023-17

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Recommendations for the next phase of open banking in the UK

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S7-09-22: Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure

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CFPB Bulletin 2016-02

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CFPB Bulletin 2017-01

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The Consumer Financial Protection Bureau (CFPB) issued a bulletin outlining its expectations for supervised banks and nonbanks to ensure compliance with federal consumer financial law and protect the interests of consumers.

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SR 21-15 / CA 21-11: Guide for Community Banking Organizations Conducting Due Diligence on Financial Technology Companies

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SR 23-4: Interagency Guidance on Third-Party Relationships: Risk Management

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Fair and Accurate Credit Transaction Act (FACTA), including Red Flags Rule

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Payment Card Industry Data Security Standard (PCI DSS)

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The Gramm-Leach-Bliley Act (GLB) Act of 1999

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