Third-Party Management and Compliance Solutions for the Financial Services Industry

Trusted by 21% of the World’s Leading Financial Institutions

Navigate evolving regulations, strengthen operational resilience, and gain continuous visibility into third-party risk across your extended enterprise.

Drive Regulatory Confidence
and Resiliency Across Your
Financial Ecosystem

Financial institutions are under pressure to manage expanding ecosystems of suppliers, fintech partners, cloud providers, payment processors, and other third parties to deliver critical services and fuel innovation.

At the same time, evolving regulations and operational resilience mandates, including DORA, FCA, and OCC guidance, and other global third-party risk requirements, are increasing the complexity of managing and continuously monitoring third-party relationships. According to KPMG’s 2026 Global Third-Party Risk Management Survey, 23% of financial services organizations cite keeping up with regulations as one of their top three TPRM challenges, underscoring the growing pressure to strengthen governance, visibility, and oversight across increasingly complex third-party ecosystems.

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Aravo’s Intelligence First™ Platform for TPRM, with natively embedded AI, enables financial institutions to oversee and mitigate third-party risk throughout the entire vendor lifecycle—from onboarding and due diligence through continuous monitoring, remediation, and offboarding. The result for financial institutions is continuous oversight, compliance agility, and long-term operational resilience.

 

Built for the Modern Financial Services
Risk Landscape

Aravo helps teams navigate global regulatory requirements while maintaining continuous oversight of critical third-party relationships. With intelligent automation and natively embedded AI, Aravo enables organizations to quickly interpret evolving regulations, streamline risk assessments, and continuously monitor third-party compliance across the enterprise.

 

Regulatory Intelligence Across Global Financial Frameworks

Federal Deposit Insurance Corporation

Federal Deposit Insurance Corporation (FDIC)

Securities and Exchange Commission

Securities and Exchange Commission (SEC)

Consumer Financial Protection Bureau

Consumer Financial Protection Bureau (CFPB)

Office of the Comptroller of the Currency

Office of the Comptroller of the Currency (OCC)

The Federal Reserve and Interagency Guidance

The Federal Reserve and Interagency Guidance

The Federal Financial Institutions Examination Council

The Federal Financial Institutions Examination Council (FFIEC)

Financial Conduct Authority

Financial Conduct Authority (FCA)

Foreign Corrupt Practices Act

Foreign Corrupt Practices Act (FCPA)

Digital Operational Resilience

Digital Operational Resilience (DORA)

European Banking Authority

European Banking Authority (EBA)

Prudential Regulation Authority

Prudential Regulation Authority (PRA)

New York Department of Financial Services

New York Department of Financial Services (NYDFS)

Rapid Time to Value Across Critical Risk Domains

Accelerate regulatory readiness, improve operational resilience, and reduce assessment fatigue with purpose-built risk programs designed for financial services organizations. Aravo’s Intelligent First™ Platform delivers pre-built risk-domain modules designed specifically for financial services third-party risk programs. Quickly operationalize critical domains such as Information Security, Data Privacy, Anti-Bribery & Corruption (ABAC), ESG, Fourth-Party risk, and more using configurable assessments, workflows, risk scorecards, reports, and dashboards.

Each domain module includes purpose-built user roles and best-practice workflows, providing a powerful baseline that can be tailored to your organization’s unique risk and compliance requirements — reducing deployment time while accelerating program maturity.

Accelerate regulatory readiness, reduce operational burden, and strengthen third-party risk management with: 

Automated assessments

Intelligent risk scoring

Streamlined due diligence

Continuous monitoring

Centralized issue management

Corrective action workflows

Move from Risk Management to
Risk Intelligence with
Native AI 

Financial institutions improve efficiency and strengthen risk management with enterprise-ready, native AI embedded throughout Aravo’s Intelligence First™ Platform. By combining AI-driven insights, intelligent automation, and decision history, organizations accelerate decision-making, enhance compliance, and scale risk oversight. Teams can move beyond automation to defensible risk intelligence.

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Financial 4th Party Risk
Financial Cybersecurity
Financial Compliance

Operational Resilience Risk

Monitor vendor performance, business continuity, concentration risk , and critical third-party relationships, using AI agents to identify emerging regulatory requirements, recommend remediation actions, and leverage historical decision data to drive consistent, defensible risk decisions.

Financial & 4th-Party Risk

Gain real-time visibility into supplier financial health, ownership structures, and downstream dependencies through agents that leverage your customers’ external risk intelligence subscriptions.

Cybersecurity & Technology Risk

Accelerate cyber due diligence and third-party control assessments with AI agents that analyze documents, extract key information, summarize findings, and automatically pre-populate questionnaires. Reduce assessment effort while supporting compliance with FFIEC, DORA, NIST, and other regulatory frameworks.

Financial Crime & Regulatory Compliance Risk

Improve the efficiency and consistency of third-party compliance reviews with AI agents that analyze due diligence materials, identify potential sanctions, anti-bribery, corruption, and other risk indicators, and summarize key findings to accelerate assessments while maintaining transparency and auditability.

More Than a Platform:
A Strategic Partner in Financial Risk Governance

To successfully navigate an increasingly complex economic and regulatory landscape, financial institutions need more than just software—they need an enduring, trusted partner. Aravo delivers the deep industry expertise, stable foundation, and rigorous risk methodology required to safeguard your institution’s reputation, operational stability, and compliance posture.

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Decades of Dedicated Financial Expertise

We don’t just build technology; we understand the nuanced realities of financial risk governance. Our dedicated industry experts collaborate closely with your risk leaders to ensure your program is built on proven best practices from day one.

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Defensible, Audit-Ready Governance

True reliability means being ready for regulatory scrutiny at a moment’s notice. Aravo provides complete data lineage and transparent, historical audit trails, giving your compliance officers absolute confidence when presenting to boards and regulators.

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A True Extension of Your Risk Team

From initial deployment to long-term program maturity, Aravo offers continuous strategic guidance. We act as a reliable extension of your team, helping you anticipate emerging risks and adapt your strategy as your third-party ecosystem evolves.

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Case Study

Scaling Third-Party Risk Programs Without Sacrificing Oversight

An $80B+ multinational financial services organization modernized its third-party risk management without 
adding resources.

Problem

30%

efficiency mandate required the organization to modernize its TPRM program without increasing headcount or manual effort.

Challenge

$80B+

in annual revenue across a multinational financial services business created the need for consistent, scalable third-party risk intake and onboarding.

Solution

By leveraging Aravo’s Intelligence First™ Platform and an AI agent for a guided, inherent risk questionnaire, the organization streamlined onboarding, standardized risk intake, and improved assessment consistency, helping drive measurable efficiency gains while maintaining operational scale.

Built for Enterprise-Scale Financial
Services Risk Programs

Manage thousands of third parties across business units, geographies, and risk domains while maintaining continuous oversight of critical supplier relationships. Aravo empowers financial institutions with the insight, automation, and governance needed to proactively manage third-party risk, meet evolving regulatory expectations, and strengthen operational resilience across the extended enterprise.

Financial Services Risk & Compliance Benchmarks

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Third Parties

10,109

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Internal Users

9,745

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Monthly Processes Initiated

11,255

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Third Party
Registration

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Engagement
Management

Financial Security Shield

Information
Security

Financial Compliance Costs

Financial
Health/Risk

Financial Certificates

Certificates
of Insurance
Compliance

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